CHAPTER Ec-Wst 100 PURPOSE, DEFINITIONS, ORGANIZATION AND PUBLIC
INFORMATION
Statutory Authority:
RSA
21-O:9; RSA 21-O:14, IV; RSA 541-A:16,
I(a); and RSA 541‑A:30-a
Revision Note:
Document
#13659, effective 6-16-23, readopted with amendments former Part Env-WMC 201
and Part Env-WMC 202 in Chapter Env-WMC 200 titled “Procedural Rules” of the
Waste Management Council and renumbered the rules as Chapter Ec-Wst 100 on organizational rules titled “Purpose,
Definitions, Organization and Public Information”. The renumbering of rules with the subtitle
“Env-WMC” to “Ec-Wst” was done pursuant to a rules
redesignation plan for the Council’s rules approved by the Director of the
Office of Legislative Services in 2021.
There were no prior filings for the former Chapter Env-WMC 100.
#4846, eff 6-21-90,
EXPIRED: 6-21-96
#6334, eff 9-20-96
#8031, eff 1-24-04
As organizational
rules Chapter Ec-Wst 100 in Document #13659 will not
expire except pursuant to RSA 541-A:17, II.
PART Ec-Wst 101 PURPOSE
Ec-Wst
101.01 Purpose. The purpose of this chapter is to provide
organizational rules to implement the statutory responsibilities for all
matters under the jurisdiction of the waste management council created by RSA
21-O:9.
Source.
(See Revision Note at chapter heading for Ec-Wst
100) #13659, eff 5-23-23
PART Ec-Wst 102 DEFINITIONS
Ec-Wst
102.01 Definitions.
(a)
“Appeal” means an appeal of a department decision initiated by filing a
notice of appeal pursuant to RSA 21-O:14 and Ec-Wst
203.01.
(b)
“Appeals clerk” means the individual designated by the commissioner to
perform for the council the clerical support duties outlined in RSA 21-O:3,
VIII(a).
(c)
“Appellant” means the party who initiates an appeal pursuant to RSA
21-O:14.
(d)
“Appearance” means a written notification to the council that a party or
party’s representative intends to actively participate in a hearing.
(e)
“Commissioner” means the commissioner of the department.
(f)
“Council” means the waste management council established by RSA 21-O:9.
(g)
“Council secretary” means the individual designated by the commissioner
to perform for the council the clerical support duties outlined in RSA 21-O:3,
VIII (c).
(h)
“Department” means the department of environmental services.
(i) “Department decision” means “department
decision” as defined in RSA 21-O:14, I(c).
(j)
“Department enforcement decision” means “department enforcement
decision” as defined in RSA 21-O:14, I(b).
(k)
“Department permitting decision” means “department permitting decision”
as defined in RSA 21-O:14, I(a).
(l)
“Director” means the director of the division.
(m)
“Division” means the waste management division of the department.
(n)
“Filing” means any petition, appeal, notice, comment, or other document
submitted to the council under this chapter. “Filing” does not include any
document distributed to all parties at a prehearing conference or hearing.
(o)
“Hearing” means “adjudicative proceeding” as defined in RSA 541-A:1, I.
(p)
“Hearing officer” means the individual appointed under RSA 21-M:3, VIII
to serve as the hearing officer for an appeal before the council.
(q)
“Intervenor” means a person allowed by the council to intervene in an
appeal pursuant to RSA 541-A:32 and Ec-Wst 203.08.
(r)
“Rulemaking petition” means a petition to adopt, amend, or repeal a
council rule, filed pursuant to Ec-Wst 201.01.
(s)
“Service list” means a list maintained by the appeals clerk containing
the names, physical address, and email address of all parties, representatives
of parties, and intervenors in a proceeding, as well as all other interested
persons who request to be included on the service list.
Source. (See Revision Note at chapter heading for Ec-Wst 100) #13659, eff 5-23-23
PART Ec-Wst 103 COUNCIL ORGANIZATION
Ec-Wst
103.01 Office Hours, Electronic Mail
Address, and Location.
(a)
The council’s office is located at:
Department of
Environmental Services
29 Hazen Drive
P.O. Box 95
Concord, NH 03302-0095
(b)
The council’s electronic email address is appeals@des.nh.gov.
(c)
The council’s regular business hours shall coincide with those of the
department.
Source. (See Revision Note at chapter heading for Ec-Wst 100) #13659, eff 5-23-23
Ec-Wst
103.02 Council Responsibilities. The responsibilities of the council are as
follows:
(a) As required by RSA 21-O:9, IV, the council
shall consult with and advise the commissioner of the department of
environmental services, or his or her designee, on a continuing basis with
respect to the policy, programs, goals, and operations of the department as
they relate to RSA 21-O:9 V, with particular emphasis on long-range planning
for the department and on education of the public relative to the functions of
the department;
(b)
As required by RSA 21-O:9, V, the council shall hear all administrative
appeals from department decisions made and shall decide all disputed issues of
fact in such appeals, in accordance with RSA 21-O:14;
(c)
As required by RSA 21-O:9, VI, the council shall consider all proposed
rules of the commissioner relative to the department and shall present any
objections to proposed rules to the commissioner in writing within 15 days;
(d)
As required by RSA 21-O:14, IV, the council shall adopt rules in
accordance with the rulemaking provisions of RSA 541-A to govern its
proceedings; and
(e)
The council shall perform any additional functions assigned to it by
amendment to RSA 21-O:9.
Source. (See Revision Note at chapter heading for Ec-Wst 100) #13659, eff 5-23-23
PART Ec-Wst 104 PUBLIC INFORMATION
Ec-Wst
104.01 Request for Access to Records.
(a)
Any person requesting access to council records under RSA 91-A shall
direct a request as specified in (b) below.
(b) A
request to access council records shall be in writing and:
(1) Identify as particularly as possible the
information being sought;
(2) Be sent to the council secretary at the
address specified in Ec-Wst 103.01(a).
Source. (See Revision Note at chapter heading for Ec-Wst 100) #13659, eff 5-23-23
CHAPTER Ec-Wst 200 PROCEDURAL RULES
Revision Note:
Document
#13659, effective 6-16-23, readopted with amendments former Part Env-WMC 203
through Part Env-AC 206 in Chapter Env-WMC 200 on procedural rules of the Waste
Management Council and renumbered them as Part Ec-Wst
201 through Ec-Wst 203 in Chapter Ec-Wst
200. The renumbering of rules from
Env-WMC 200 to Ec-Wst 200 was done pursuant to a
rules redesignation plan for the Council’s rules approved by the Director of
the Office of Legislative Services in 2021.
Document #13659 replaces all prior filings for the former Chapter Env-WMC
200.
The
prior filings for the former Part Env-WMC 203 through Part Env-WMC 206 included
the following documents:
#4846, eff 6-21-90, EXPIRED: 6-21-96
#6334, eff 9-20-96
#8031, eff 1-24-04
As practice and
procedure rules Chapter Ec-Wst 200 in Document #13659
will not expire except pursuant to RSA 541-A:17, II.
PART Ec-Wst 201 GENERAL PROCEDURES
Statutory Authority:
RSA 21-O:9; RSA 21-O:14, IV; RSA 541-A:16, I(b)–(d); RSA 541-A:30-a
Ec-Wst
201.01 Form and Content of Filings.
(a)
Any filing submitted to the council shall:
(1) Be submitted electronically in PDF format to appeals@des.nh.gov;
(2) Following electronic submission in paragraph
(1) above, be filed within 5 business days as one copy in paper form
hand-delivered or sent by first class mail, postage prepaid, in the United
States mail to the “Waste Management Council, Attention: Appeals Clerk” at the
address listed in Ec-Wst 103.01(a);
(3) Be signed by the individual submitting the
filing;
(4) Specify the name, address, and daytime
telephone number and, if available, the fax number and e-mail address of the
individual submitting the filing;
(5) Specify the name and address of any and all organizations, entities, or other persons whom
the individual submitting the filing represents, if any; and
(6) Be typewritten or clearly printed on durable
paper.
(b)
In any proceeding before the council, no person shall file on behalf of
any other person any filing unless the filer concurrently files or has, in the
same proceeding, previously filed an appearance in accordance with Ec-Wst 201.06.
(c)
The signature of an individual submitting a filing shall constitute
certification that:
(1) The signer has read the filing;
(2) The signer is authorized to file it;
(3) To the best of the signer’s knowledge,
information, and belief, there are good and sufficient grounds to support it;
and
(4) The filing has not been filed for purposes of
delay.
(d)
Any filing submitted to the council in compliance with paragraph (a)(1)
above shall be deemed to have been filed with and received by the council on
the actual date of receipt by the department, as evidenced by an electronic
mail date and time stamp.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
201.02 Computation of Time and
Deadlines.
(a)
All time periods referenced in this chapter shall be calendar days.
(b)
Computation of any period of time referred to
in these rules shall begin with the day after the action which sets the time period in motion, and shall
end at the close of council business on the last day of the period so computed.
(c)
If the last day of the period so computed falls on a Saturday, Sunday,
or state legal holiday, then the time period shall be
extended to the close of council business on the first business day following the Saturday, Sunday, or state legal holiday.
(d) Any filing not delivered to the
council address before the close of council business hours on the last day of
any time period computed under these rules shall be
deemed untimely filed and shall not be considered by the council.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst 201.03 Service
of Documents.
(a) All petitions, motions, exhibits, memoranda,
comments, correspondence or other documents filed by any party to a proceeding
governed by these rules shall be served by that party upon all other parties on
the service list maintained in accordance with Ec-Wst
203.05.
(b) All notices, orders, decisions or other
documents issued pursuant to these rules shall be served by the presiding
officer upon all parties on the service list maintained in accordance with Ec-Wst 203.05.
(c) Service of all documents relating to a
proceeding shall be made by electronic mail, unless a party or person on the
service list has indicated an inability to receive service by electronic mail,
in which case service shall be made by first class mail, postage prepaid, in
the United States mail.
(d) If a party serving any document does not have
the ability to serve such document by electronic mail, service shall be made by
first class mail, postage prepaid, in the United States mail.
(e)
Notwithstanding paragraphs (a) through (c), when a party appears by
representative, service shall be upon the representative by electronic mail,
unless the representative has indicated an inability to receive service by
electronic mail, in which case service shall be made by first class mail,
postage prepaid, in the United States mail at the address stated in the
appearance filed by the representative.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
201.04 Waiver of Rules. The presiding officer shall, upon his or her
own initiative or upon request by any party, waive the application of any rule
in this chapter upon reasonable notice to all affected persons if he or she
determines that such waiver:
(a)
Would not violate any applicable statutory or constitutional
requirement;
(b)
Would not unduly prejudice any party; and
(c)
Would be more likely to promote the fair, accurate, and efficient
resolution of an issue pending before the council than would adherence to the
rule.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
201.05 Issuance of Documents. All orders, decisions, notices, or other
written correspondence or documents issued by or at the direction of the
council or presiding officer shall be rebuttably presumed to have been issued
on the date noted on the document.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
201.06 Communications with the
Council.
(a)
No person shall directly or indirectly communicate with the presiding
officer, the council, or any council member about any matter that is or will
likely be before the council except:
(1) Through a filing submitted in accordance with
Ec-Wst 201.01; or
(2) At a proceeding duly convened by the council.
(b)
Any council member who receives any communication in violation of
paragraph (a) above shall, at the next council meeting, inform the council on
the record of the communication and submit a copy of the same or, if the
communication was made orally, relate the substance of the communication to the
council on the record.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
201.07 Appearances, Withdrawals, and
Removal.
(a)
A notice of appearance shall include:
(1) The name of the representative filing the
appearance and of any and all parties represented by
the individual submitting the appearance;
(2) An identification of the matter in which the
representative represents the parties;
(3) The representative’s daytime address and
telephone number and, if available, fax number, and email address;
(4) If the representative filing the appearance
is an attorney licensed to practice in the state of New Hampshire, the
representative’s New Hampshire bar number; and
(5) If the representative filing the appearance
is not an attorney licensed to practice in the state of New Hampshire, a signed
statement by the represented party certifying that the representative is
authorized to act on the represented party’s behalf in the matter.
(b) An appearance shall remain valid until:
(1) The representative withdraws the appearance;
(2) The council issues a final order on the
matter in which the representative has appeared and all deadlines for appeal or
rehearing thereto have expired;
(3) A new appearance naming a new representative
for the party is filed; or
(4) The representative is removed from
representation.
(c)
A notice of withdrawal shall include:
(1) A statement that the representative no longer
represents the party; and
(2) The date that the representation ended.
(d)
The presiding officer may remove a representative from representing any
party upon determining that the representative has engaged in misconduct,
subject to the following:
(1) For the purposes of removal, misconduct shall
include behavior that is disruptive to the orderly conduct of the appeal and
recurring failure to comply with the provisions of Ec-Wst
200; and
(2) Before removing a representative, the
presiding officer shall give notice to all parties to the matter and provide a
reasonable opportunity for any party to the matter to address the presiding
officer regarding why the removal should or should not be imposed.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
201.08 Presiding Officer. In all council proceedings in which a hearing
officer has not been designated presiding officer, the council chair, acting
chair or vice chair, shall serve as presiding officer.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
PART Ec-Wst 202
RULEMAKING, EXPLANATIONS OF ADOPTED RULES, AND DECLARATORY RULINGS
Ec-Wst
202.01 Rulemaking Petitions.
(a)
Any person may petition the council to adopt, amend, or repeal a council
rule by submitting an original rulemaking petition and one copy in accordance
with this section.
(b)
Each rulemaking petition shall:
(1) Conform to the filing requirements of Ec-Wst 201.01;
(2) Be clearly marked “Attention: Council
Secretary” on the envelope;
(3) If the rulemaking petition is a petition to
amend or repeal a rule, identify specifically the rule to be amended or
repealed;
(4) If the rulemaking petition is a petition to
adopt or amend a rule, contain a draft of the proposed rule or amendment;
(5) State generally the nature and effect of the
proposed rule, amendment, or repeal; and
(6) State in detail the reason(s) why the
proposed rule, amendment, or repeal will improve the accuracy, efficiency, or
equity of the appeals process.
(c)
A rulemaking petition may include exhibits, illustrations, sworn
statements, and any other such information as the petitioner may deem relevant.
(d)
At the council’s first meeting held more than 30 days from the receipt
by the council secretary of the rulemaking petition, the council shall either:
(1) Deny the rulemaking petition unless it
concludes that:
a. The petition meets the
requirements of paragraphs (a) and (b) above;
b. The requested action is
within the jurisdiction of the council;
c. The requested action is
consistent with statutory and case law;
d. The requested action would not
result in a rule that is incapable of practical application or enforcement due
to the absence of sufficient staff, funding, or mechanisms of enforcement; and
e. The requested action would
likely improve the accuracy, efficiency, or equity of the appeals process; or
(2) Initiate rulemaking proceedings in accordance
with RSA 541-A:4, I and notify the petitioner.
(e)
If the council denies the rulemaking petition for failure to comply with
the requirements of Ec-Wst 202.01 (a) and (b) above,
the council shall notify the petitioner of each such failure to comply. Denial
of a rulemaking petition under this paragraph shall not prevent a petitioner
from curing the identified defects and refiling the rulemaking petition.
(f)
The denial of a rulemaking petition shall not entitle the petitioner to
a hearing.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst 202.02 Public Comment for Rulemaking.
(a)
The council shall hold at least one public hearing on any proposed
rulemaking. The presiding officer shall control the conduct of any rulemaking
hearing held in accordance with RSA 541-A:11.
(b) Control
of the conduct of any rulemaking hearing shall include, but not be limited to:
(1) Calling the hearing to order;
(2) Affording each person wishing to comment on the
proposed rulemaking a reasonable opportunity to speak;
(3) Refusing to recognize for speaking or revoke
the recognition of any person who:
a. Speaks in an abusive or
disruptive manner;
b. Fails to keep comments
relevant to the proposed rules that are the subject matter of the hearing; or
c. Restates more than once what
the person, or the organization or entity upon whose behalf the person is
speaking, has already stated;
(4) Calling for recesses as needed; and
(5) Adjourning the hearing.
(c)
Persons who wish to testify at a public comment hearing shall be asked
to write on the speaker’s list:
(1) Their full names and addresses; and
(2) The name and address of any organization,
entity, or other person whom they represent, if any.
(d) Written comments, which may be submitted in
lieu of or in addition to oral testimony, shall:
(1) Conform to the filing requirements of Ec-Wst 201.01; and
(2) Be clearly marked “Attention: Council
Secretary” on the envelope.
(e)
Public comment hearings shall be open to the public and members of the
public shall be allowed to testify, subject to control of the presiding
officer.
(f) All comments shall be recorded in full by
audio recording or other method that will provide a verbatim record of the
hearing.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
202.03 Requests for Explanations of
Rules as Adopted.
(a)
Pursuant to RSA 541-A:11, VII, any interested person may, within 30 days
of the final adoption of a rule, request a written explanation of that rule by
filing an original written request and one copy in accordance with this
section.
(b)
The request for an explanation shall:
(1) Conform to the filing requirements of Ec-Wst 201.01; and
(2) Be clearly marked “Attention: Council
Secretary” on the envelope.
(c)
The council shall, within 120 days of receiving a request in accordance
with (a) above, provide a written response which:
(1) Concisely states the meaning of the rule
adopted;
(2) Concisely states the principal reasons for
and against the adoption of the rule in its final form; and
(3) States, if applicable, why the council was
not persuaded by arguments and considerations presented against the rule.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
202.04 Declaratory Rulings.
(a)
Any person may petition the council in writing for a declaratory ruling
concerning the applicability of a council rule, a statute within the council’s
jurisdiction, or an order of the council by filing an original written petition
and one copy in accordance with this section.
(b)
The petition for a declaratory ruling shall:
(1) Conform to the filing requirements of Ec-Wst 201.01;
(2) Be clearly marked “Attention: Council
Secretary” on the envelope;
(3) Cite in full the statute, council rule, or
council order for which the petitioner seeks a ruling;
(4) Describe in detail the specific factual
circumstances regarding which the declaratory ruling is sought;
(5) Contain the specific question presented,
stated in terms of whether the particular statute,
rule, or order would apply to the stated factual circumstances; and
(6) Include any explanation, argumentation, or
exhibits that the petitioner deems relevant and material to the petition.
(c)
If the presiding officer determines that a petition for declaratory
ruling does not meet the requirements of Ec-Wst
202.04(a) and (b), the presiding officer shall promptly dismiss the petition
and inform the petitioner, in writing, of the defects necessitating dismissal
of the petition. Dismissal of a petition for a declaratory ruling under this
paragraph shall not prevent a petitioner from curing the identified defects and
refiling the petition.
(d)
At the council’s first meeting held more than 30 days from the receipt
by the council secretary of the petition, the council shall either:
(1) Rule on the petition;
(2) Request additional information from the
petitioner, if it determines that such additional information is necessary to
rule on the petition; or
(3) Request assistance from the department of
justice, if it determines that such assistance is necessary to rule on the
petition.
(e)
If the council requests additional information or assistance under
paragraph (d)(2) or (d)(3) above, it shall:
(1) Inform the petitioner in writing within 30
days of the meeting at which it determined that additional information or
assistance was necessary; and
(2) Rule on the petition at its first meeting
held more than 30 days from the receipt of such additional information or
assistance.
(f)
If the petitioner fails to produce necessary information requested by
the council pursuant to paragraph (d)(2) above within 30 days of informing the
petitioner pursuant to paragraph (e)(1) above, the presiding officer shall
dismiss the petition. Dismissal of a petition for a declaratory ruling under
this paragraph shall not prevent a petitioner from curing the identified
defects and refiling the petition.
(g)
The presiding officer shall issue to the petitioner a written decision
explaining the council’s ruling on the petition within 30 days of the meeting
at which the ruling was made.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
PART Ec-Wst 203 APPEALS
Ec-Wst 203.01
Initiating an Appeal.
(a) Any person who wishes to appeal a department
decision shall file a notice of appeal and one copy in accordance with this
section and RSA 21-O:14, I-a.
(b) The notice of appeal shall:
(1) Conform to the filing
requirements of Ec-Wst 201.01;
(2) Conform to the notice of
appeal requirements of RSA 21-O:14, I-a;
(3) Identify and include a
complete copy of the department decision being appealed;
(4) Include a clear and concise
statement of facts and law that explains why the department decision was
unlawful or unreasonable; and
(5) Include a certification
statement that a notice of appeal has been served in accordance with Ec-Wst 201.03 and Ec-Wst
203.01(d), specifying the name and electronic mail address to whom the notice
was sent.
(c) The notice of appeal may include such other
information as the appellant deems material and relevant, including
illustrations, charts, photographs, and sworn written testimony.
(d) The appellant shall serve the notice of
appeal to:
(1) The director;
(2) Any party to the department
decision being appealed other than the appellant; and
(3) Each party listed on the
copy line of the department decision being appealed.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
203.02 Preliminary Notice of Appeal
(“PNA”) and Offer to Enter Into Settlement Discussions.
(a)
Any person who wishes to file a preliminary notice of appeal
("PNA") and offer to enter into settlement discussions shall file a PNA in
accordance with this section and RSA 21-O:14, I-b.
(b)
The PNA shall:
(1) Conform to the filing requirements of Ec-Wst 201.01;
(2) Conform to the PNA requirements of RSA
21-O:14, I-b; and
(3) Be clearly marked “Attention: Appeals Clerk”
on the envelope.
(c)
The appellant shall serve the notice of the PNA either in person or via
certified mail and in accordance with RSA 21-O:14, I-b (b).
(d)
Any party providing notice to the preliminary appellant in accordance
with RSA 21-O:14, I-b(d) shall submit a copy of the notice to the appeals clerk
by submitting a filing that conforms to the requirements of Ec-Wst
201.01.
(e)
A notice of appeal filed pursuant to RSA 21-O:14, I-b(e) shall comply
with Ec-Wst 203.01.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst 203.03 Docketing and Review.
(a)
Upon receipt of a notice of appeal, the appeals clerk shall:
(1) Docket the appeal;
(2) Notify the attorney general and request
appointment of a hearing officer to act as presiding officer for the appeal in
accordance with RSA 21-M:3, VIII; and
(3) Inform the appellant of the docket number for
the appeal.
(b)
Upon appointment by the attorney general pursuant to RSA 21-M:3, VIII,
the hearing officer shall serve as presiding officer for an appeal until
removed or replaced by the attorney general.
(c) The
presiding officer shall review the notice of appeal and dismiss any appeal
that, viewed in the light most favorable to the appellant:
(1) Is not timely filed;
(2) Does not conform to the filing requirements
of Ec-Wst 203.01(b);
(3) Is not within the jurisdiction of the
council; or
(4) Does not plead facts or law sufficient to:
a. State a claim that the
department decision was unlawful or unreasonable; and
b. Establish that the appellant
has standing to bring the appeal.
(d)
An order of dismissal under paragraph (c) above shall:
(1) Identify the defects in the notice of appeal
that resulted in the dismissal; and
(2) Grant the appellant 30 days to cure all
identified defects, unless any of the defects is incurable and such opportunity
to cure would be futile. An opportunity to cure identified defects under this
section shall not include an opportunity to raise new claims not brought in the
initial appeal. The presiding officer shall dismiss with prejudice any new
claims so brought. In granting an appellant 30 days to cure identified defects,
the presiding officer shall specify whether the appellant must:
a. Submit a fully revised
notice of appeal; or
b. Submit a supplemental filing specifying only the specified information
or documentation omitted from the original notice of appeal.
(e)
If an appellant fails to cure defects in a notice of appeal after having
opportunity to do so pursuant to paragraph (d)(2) above, the presiding officer
shall dismiss the appeal with prejudice.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
203.04 Filings in Appeals. Subsequent to the
filing of a notice of appeal, all filings in appeals shall:
(a)
Conform to the filing requirements of Ec-Wst
201.01;
(b)
Identify the docket number for the filing, if assigned;
(c)
Be served prior to or on the date of filing with the council upon all
parties to the on the service list, as maintained pursuant to Ec-Wst 203.05; and
(d)
Include a certification statement that the filing has been served upon
all parties to the appeal.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst 203.05 Service List.
(a) The service list for each appeal shall
identify the name and service contact information for each party to the appeal.
Service contact information includes, at minimum, the party’s email address and
physical mailing address.
(b)
A party may update its contact information in the service list at any
time by filing a notice in accordance with Ec-Wst
203.04.
(c)
Any person may request from the appeals clerk a copy of the current
service list for an appeal.
(d)
Timely delivery to a party at any contact information specified in the
service list shall be deemed effective.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
203.07 Recusal.
(a) Upon his or her own initiative or upon the
motion of any party, a council member or presiding officer, shall, for good
cause recuse himself or herself from any appeal. If a member recuses
himself or herself, no explanation of the reason for recusal shall be required
from the member.
(b) A party may move for the recusal of the
presiding officer or any council member by submitting a filing in accordance
with Ec-Wst 203.04 that demonstrates good cause for the requested recusal.
(c) Good cause for recusal shall exist if the
council member or presiding officer has had direct personal involvement with
the matter under appeal or with a party, such that a reasonable person would
conclude that the council member or presiding officer could not hear the appeal
impartially. Mere general knowledge of the issues, the appeal, or any party
shall not constitute good cause for recusal.
(d) The presiding officer shall rule on all
motions for recusal prior to any hearing held on the merits of the appeal.
(e) Upon recusal of a hearing officer acting as
presiding officer, the attorney general shall be requested to appoint a new
hearing officer to the appeal pursuant to RSA 21-M:3, VIII.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
203.08 Intervenors.
(a) A request to intervene shall conform to the
requirements of RSA 541-A:32 and Ec-Wst 203.04.
(b) The presiding officer shall rule on all
petitions for intervention in accordance with RSA 541-A:32.
(c) Once a petition to intervene is granted, the
intervenor shall be entitled to participate in the proceeding as a party,
subject to any limitations imposed upon the intervention pursuant to RSA
541-A:32, III.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
203.09 Motions and Objections.
(a)
Unless made orally on the record as part of a proceeding before the
council or presiding officer, written motions shall be in the form of a filing
compliant with Ec-Wst 203.04. A party filing a motion
or objection under this section shall submit an original and one copy.
(b)
A motion shall:
(1) Include a clear and concise statement of the
specific relief or ruling requested;
(2) Include a clear and concise statement of the
facts and law that support the motion; and
(3) For written motions, be submitted no later
than 30 days prior to the hearing on the merits of the appeal.
(c)
Any party filing a motion other than a dispositive motion shall certify
that a good faith attempt was made to obtain concurrence in the relief sought.
If the moving party has obtained concurrence, a statement of concurrence shall
be included in the body of the motion and the motion shall contain the words
“assented-to” in its title.
(d)
Any party who would be adversely affected by a ruling on the motion
shall have an opportunity to object to the motion. The lack of any objection
shall not, in and of itself, constitute grounds for granting the motion.
(e)
An objection shall:
(1) Include a clear and concise statement of the
reasons the motion should be denied;
(2) Include a clear and concise statement of the
facts and law that support denial of the motion;
(3) For written motions, be submitted in the form
of a filing compliant with Ec-Wst 203.04 no later
than 10 days after the filing date of the motion; and
(4) For oral motions, be made orally during the
proceeding at which the oral motion was made.
(f)
After the opportunity to object pursuant to paragraph (d) above, the
presiding officer shall:
(1) Rule on the motion, if he determines that no
material facts are in dispute and there is adequate information upon which to
base a ruling as a matter of law;
(2) Request from the parties such additional
information as is necessary to rule on the motion, to be filed within such time
as is reasonable and necessary for the accurate and speedy resolution of the
motion; or
(3) Deny the motion if ruling on the motion would
require the resolution of a material factual dispute.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
203.10 Withdrawal of Appeal. An appellant
may withdraw his or her appeal at any time prior to a final decision by
submitting a notice of withdrawal in accordance with Ec-Wst 203.04.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
203.11 Continuances and Extensions.
(a)
Any party may request the continuance of a proceeding or the extension
of a deadline by filing a motion with the presiding officer in accordance with Ec-Wst 203.09.
(b)
The presiding officer shall grant any motion for a continuance or
extension if he or she determines that good cause has been demonstrated,
including:
(1) The unavailability of a party, witness, or
attorney necessary for a proceeding;
(2) The likelihood that a proceeding will not be
necessary because the parties have reached or will imminently reach a
settlement; or
(3) Any other circumstances demonstrating that a
continuance or extension would assist in resolving the appeal fairly.
(c)
An order granting a continuance or extension shall specify the new date
of the proceeding or deadline.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
203.12 Prehearing Conferences.
(a)
At the request of any party to an appeal or on his or her own
initiative, the presiding officer shall schedule a prehearing conference in
accordance with RSA 541-A:31, V to consider:
(1) Status of offers of settlement, including, if
applicable, settlement pursuant to mediation in accordance with RSA 21-O:14,
I-b and I-c;
(2) Simplification of the issues;
(3) Stipulations or admissions as to issues of
fact or proof by consent of the parties;
(4) The witnesses to be called at the hearing and
a brief description of each witness’s testimony;
(5) The exhibits to be presented at the hearing;
(6) Changes to standard procedures as specified
in these rules;
(7) The date and time of the hearing in the
appeal;
(8) The time allotted to and the order of each
party’s presentation at the hearing; and
(9) Any other matters that may aid in the
disposition of the appeal.
(b)
Notwithstanding paragraph (a) above, the presiding officer shall
schedule no more than one prehearing conference in any appeal, unless the
presiding officer determines that an additional prehearing conference is
necessary for the fair, accurate, and expeditious resolution of the appeal.
(c)
At least 20 days prior to a prehearing conference, the presiding officer
shall issue a written notice that complies with Ec-Wst
203.06 and states:
(1) The date, time, and location of the
prehearing conference; and
(2) The matters to be discussed, including those
specified in paragraph (a) above.
(d)
Any agreements reached at the prehearing conference shall be documented
in a prehearing order issued in accordance with Ec-Wst
203.06.
(e)
The prehearing conference shall be recorded in full by audio recording
or other method that will provide a verbatim record.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
203.13 Exchange of Information.
(a)
Unless otherwise agreed to at a prehearing conference, the parties shall
exchange the following information not less than one week prior to the hearing
in the appeal:
(1) A list of witnesses expected to testify,
including a brief description of each witness’s testimony; and
(2) A list of all exhibits to be presented at the
hearing.
(b)
Parties shall attempt in good faith to respond in a complete and timely
manner to requests for relevant, nonprivileged information and documents in
addition to the disclosures required under paragraph (a) above.
(c)
If good faith efforts to exchange information pursuant to paragraph (b)
above fail, any party may request that the presiding officer issue a subpoena
pursuant to RSA 21-M:3, X. A request for a subpoena shall comply with Ec-Wst 203.04.
(d)
Within 7 days of receiving a request for a subpoena, the presiding
officer shall:
(1) Grant the request and issue a subpoena, if he
or she determines that the information or document is relevant to the appeal
and is not confidential, privileged, or excessively burdensome; or
(2) Deny the request.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
203.14 Hearings.
(a) The presiding officer shall as necessary:
(1) Regulate
and control the course of a hearing;
(2) Administer
oaths and affirmations;
(3) Receive
relevant evidence at hearings and exclude irrelevant, immaterial, or unduly
repetitious evidence; and
(4) Rule on
procedural requests, including adjournments or postponements, at the request of
a party or on the presiding officer’s own motion.
(b)
At least 20 days prior to a hearing, the presiding officer shall issue a
written notice that complies with Ec-Wst 203.06 and
includes:
(1) The information required by RSA 541-A:31,
III;
(2) Instructions on marking exhibits for the
hearing, if applicable; and
(3) Any other information that the presiding
officer deems necessary to the orderly conduct of the hearing.
(c)
Unless otherwise agreed to at a prehearing conference, each party to an
appeal shall, at any hearing, provide 20 hard copies of all exhibits that the
party plans to introduce at the hearing.
(d)
Unless otherwise agreed to at a prehearing conference, hearing testimony
shall be offered in the following order:
(1) The appellant and such witnesses as the
appellant calls;
(2) The department and such witnesses as the
department calls; and
(3) Intervenors and such witnesses as the
intervenors call.
(e)
At any time prior to the issuance of a decision on the merits of an
appeal, the presiding officer shall, on his or her own initiative or on the
motion of any party, reopen the record to receive relevant, material, and
non-duplicative evidence that was not available to the proponent of the
evidence at the time of the hearing and that is necessary to a full and fair
consideration of the appeal.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
203.15 Default. If any party to whom notice has been given in
accordance with Ec-Wst 203.14(b) fails to attend a
hearing, the presiding officer shall declare the party to be in default and
shall either:
(a)
Dismiss the appeal, if the party with the burden of proof fails to
appear; or
(b)
Hear the testimony and receive evidence offered by any party with burden
of proof in the case.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
203.16 Evidence, Burden of Proof, and
Record.
(a)
Evidence shall:
(1) Be received in accordance with the provisions
of RSA 541-A:33;
(2) Be admitted unless excluded by the presiding
officer as irrelevant, immaterial, unduly repetitious, or legally privileged;
and
(3) Be public records unless the presiding
officer determines that all or part of a transcript or document is exempt from
disclosure under RSA 91-A:5 or applicable case law.
(b)
Any objection to the admissibility of evidence shall be filed as a
motion compliant with Ec-Wst 203.09 or stated as
early as possible in the hearing, but not later than the time when the evidence
is offered.
(c)
All testimony shall be made under oath or affirmation administered in
accordance with RSA 541-A:33, I.
(d)
All evidence and testimony shall be subject to cross-examination
provided, however, that the presiding officer shall limit cross-examination
that is disorderly or disruptive to the orderly conduct of the hearing.
(e)
Any person offering testimony, evidence, or argument shall state for the
record his or her name and role in the proceeding. If the person represents
another person, the person being represented shall also be identified.
(f)
The party asserting a proposition shall bear the burden of proving the
truth of the proposition by a preponderance of the evidence.
(g)
The record of an appeal shall include:
(1) All filings submitted in the appeal pursuant
to Ec-Wst 203.04;
(2) The recordings of all hearings and
prehearings;
(3) All documents issued by the presiding officer
or council pursuant to Ec-Wst 203.06; and
(4) Any other applicable items specified in RSA
541-A:31, VI.
(h) After the conclusion of the final hearing on
the merits of an appeal, the record shall be closed and no other evidence shall
be received into the record unless, on the motion of any party or on the
presiding officer’s own initiative, the presiding officer determines that the
submission of additional evidence and rebuttal thereto is necessary to the full
consideration of the issues raised in the appeal and keeps the record open for
such time as he or she determines reasonably necessary to accept the additional
evidence and rebuttal into the record.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
203.17 Decisions.
(b)
The final decision issued in any appeal shall:
(1) Be in writing and conform to the requirements
of Ec-Wst 203.06 and RSA 541-A:35;
(2) Either affirm or remand the department
decision being appealed;
(3) State the reasons for the decision;
(4) Inform the parties of any applicable rights
to rehearing or appeal of the decision.
(c)
The council shall keep any decision issued pursuant to paragraph (b)
above on file in its records for at least 5 years following the date of the
final decision, unless the director of the division of records management and
archives of the department of state sets a different retention period pursuant
to rules adopted under RSA 5:40.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
203.18 Rehearing.
(a) A motion for rehearing shall conform to
the requirements of RSA 541 and Ec-Wst
203.09.
(b) Within 10 days of the receipt of a motion for
rehearing, the presiding officer shall:
(1) Deny the
motion if he or she concludes that:
a. The motion was not timely filed; or
b. The motion does not identify any error of
fact, reasoning, or law that could change the outcome of the appeal;
(2) Suspend the
council’s decision and schedule the motion for consideration by the council at
the council’s next scheduled meeting if he or she concludes that ruling on the
motion requires consultation with counsel; or
(3) Grant the
motion, schedule a rehearing, and suspend the council’s decision pending the
outcome of the rehearing.
(c) The presiding officer shall, consistent with Ec-Wst 203.06, provide notice to the parties of any action taken
pursuant to paragraph (b) above.
(d) The scope of a rehearing shall be limited to
the issues upon which the motion for rehearing was granted.
(e) After a rehearing, the council shall issue a
written decision, consistent with Ec-Wst 203.17, either
affirming, reversing, or modifying its initial decision and stating the reasons
therefor.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
Ec-Wst
203.19 Request to Confirm Consistency
with Council Order.
(a) A request by a party pursuant to RSA 21-O:14,
I-a(d) to confirm that a revised decision by the commissioner is consistent
with the council’s remand order shall:
(1) Be in
writing and conform to the filing requirements of Ec-Wst 203.04; and
(2) Include a copy of the revised decision.
(b)
Upon receipt of a request under paragraph (a) above, the presiding
officer shall, within 30 days:
(1) Rule on the request, if he or she determines
that doing so does not require consultation with the council; or
(2) Refer the request to the council for
resolution at its next scheduled meeting.
(c)
A request under paragraph (a) above shall not entitle the requester to a
hearing.
Source. (See Revision Note at chapter heading for Ec-Wst 200) #13659, eff 6-16-23
APPENDIX
|
State Statute(s)
Implemented |
|
|
Ec-Wst 101 |
RSA 21-O:9; RSA 21-O:14, IV; RSA 541-A:16, I(a) |
|
Ec-Wst 102 |
RSA 21-O:9; RSA 21-O:14, IV; RSA 541-A:16, I(a) |
|
Ec-Wst 103 |
RSA 21-O:9; RSA 21-O:14, IV; RSA 541-A:16, I(a) |
|
Ec-Wst 104 |
RSA 21-O:9; RSA 21-O:14, IV; RSA 541-A:16, I(a); RSA 91-A |
|
Ec-Wst 201 |
RSA 21-O:9, V; RSA 21-O:14, II; RSA 541-A:16, I(b)(2); RSA 541-A:16,
I(c); RSA 541-A:4; RSA 541-A:11 |
|
Ec-Wst 202 |
RSA 21-O:9, VI; RSA 541-A:16, I(b)(3); RSA 541-A:16, I(c); RSA
541-A:16, I(d) |
|
Ec-Wst 203 |
RSA 21-O:9, V; RSA 21-O:14, IV; RSA 541-A:16, I(b)(2); RSA 541-A:30 |