CHAPTER
Puc 300 RULES FOR ELECTRIC SERVICE
Statutory
Authority: RSA 365:8.
REVISION NOTE:
Document
#14106, effective 10-25-24, readopted with amendments Chapter Puc 300 titled
“Rules for Electric Service,” with extensive changes to the wording, numbering,
and format of rules in the chapter.
Former numbers of existing, renumbered rules are indicated in the source
notes.
Pursuant to 2021, 91:187, effective
7-1-21, the Department of Energy was established by the adoption of RSA
12-P. Pursuant to RSA 12-P:11, “All of
the functions, powers, duties, records, personnel, and property of the public
utilities commission incorporated in the statutes establishing the department
of energy and which replace the authority of the commission with the authority
of the department of energy, are hereby transferred, as of July 1, 2021, to the
department of energy.”
Pursuant to RSA 12-P:14, “Existing
rules, orders, and approvals of the public utilities commission which are
associated with any functions, powers, and duties, transferred to the
department of energy pursuant to RSA 12-P:11 or any other statutory provision,
shall continue in effect and be enforced by the commissioner of the department
of energy until they expire or are repealed or amended in accordance with
applicable law.”
The extensive amendments by Document
#14106 to the former Chapter Puc 300 were made by the Public Utilities
Commission (Commission) pursuant to RSA 365:8, I(b), (e), and (l), after RSA
365:8 was amended by 2021, 91:249 and 250, effective 7-1-21. The amendments in Document #14106 included the
deletion of many rules which the Department of Energy (Department) adopted in
these areas in Document #14101, effective 10-22-24, containing Chapter En 300
titled “Rules for Electric Service”
The “Uniform System
of Accounts Prescribed for Public Utilities and Licensees Subject to Provisions
of the Federal Power Act”, which is exempt from RSA 541-A pursuant to RSA
374:8, II and RSA 541-A:21, I(q), is now referenced in Puc 304.04 titled “Uniform System of Accounts.”
Document #14106 replaced all prior
filings affecting the former Chapter Puc 300.
The prior filings affecting the deleted rules in the former Chapter Puc
300 included the following documents:
#2011, eff 5-4-82
#2011, eff 5-4-82
#2031, eff 5-11-82
#2173, eff 11-11-82
#2912, eff 11-26-84
#4999, eff 11-26-90
#6245, eff 5-14-96
#6381, INTERIM, eff 11-27-96,
EXPIRED: 3-27-97
#6592, eff 9-30-97
#6605, eff 10-21-97
#8448, eff 10-18-05
#10603, eff 5-21-14
Document #10603,
effective 5-21-14, contained the entire Chapter Puc 300 prior to Document
#14106. The rules in Document #10603 did
not expire on 5-21-24 but were extended pursuant to RSA 541-A:14-a until
replaced by the rules in Document #14106, effective 10-25-24.
PART
Puc 301 APPLICATION OF RULES
Puc 301.01 Application of Rules.
(a) This chapter shall apply to any utility as
defined by Puc 302.08 except as provided in (b) below.
(b) This chapter,
except for the sections below, shall not apply to any rural electric
cooperative for which a certificate of deregulation is on file pursuant to RSA
301:57:
(1) Puc 303.01, filing of tariffs;
(2) Puc 304.01, records;
(3) Puc 304.02, preservation of records; and
(4) Puc 304.04, uniform system of accounts.
Source. #2011, eff 5-4-82; amd
by #2031, eff 5-11-82; ss by #2912, eff 11-26-84; ss by #4999, eff 11-26-90; ss
by #6381, INTERIM, eff 11-27-96, EXPIRED: 3-27-97
New. #6605, eff 10-21-97, ss by #8448, eff
10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24, EXPIRES:
10-25-34 (see Revision Note at chapter heading for Puc
300)
Puc 301.02 Notice of Intent to Produce Electricity.
Any facility located within New Hampshire proposing to generate electricity
over one megawatt ultimately sold to the public shall notify the commission in
writing of its intent to produce electrical energy at least 6 months prior to
the date energy is first proposed to be produced.
Source. #6605, eff 10-21-97, ss by #8448, eff
10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24, EXPIRES:
10-25-34 (see Revision Note at chapter heading for Puc 300)
PART
Puc 302 DEFINITIONS
Puc 302.01 “Commission” means the New Hampshire public
utilities commission.
Source. #2011, eff 5-4-82; amd
by #2031, eff 5-11-82; ss by #2912, eff 11-26-84; ss by #4999, eff 11-26-90; ss
by #5716, eff 10-7-93; ss by #5877, eff 8-9-94; ss by #6605, eff 10-21-97; ss
by #8448, eff 10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24,
EXPIRES: 10-25-34 (see Revision Note at chapter heading for Puc 300)
Puc 302.02 “Competitive electric power supplier (CEPS)”
means any person or entity that sells or offers to sell electricity to retail
customers in this state pursuant to RSA 374-F:7. The term does not include “community power
aggregations” or any utility or any municipal or county corporation operating
within its corporate limits or submetering at campgrounds as described in RSA
362:1-a.
Source. #6605, eff 10-21-97 (from Puc 302.01); ss by
#8448, eff 10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-34,
EXPIRES: 10-25-24 (see Revision Note at chapter heading for Puc 300)
Puc 302.03 “Customer” means any person, firm,
corporation, cooperative marketing association, utility, governmental unit, or
subdivision of a municipality or of the state or nation, supplied with electric
service by any utility.
Source. #6605, eff 10-21-97; ss by #8448, eff
10-18-05; ss by #10603, eff 5-21-14 (from Puc 302.03); ss
by #14106, eff 10-25-24, EXPIRES: 10-25-34 (formerly Puc 302.04) (see Revision
Note at chapter heading for Puc 300)
Puc 302.04 “Department” means the New Hampshire
department of energy.
Source. (See Revision Note at chapter heading for Puc
300) #14106, eff 10-25-24, EXPIRES: 10-25-34
Puc 302.05 “Electric service” means the delivery of
electricity to a customer in this state by a utility.
Source. #6605, eff 10-21-97 (from Puc 302.01); ss by
#8448, eff 10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24,
EXPIRES: 10-25-34 (formerly Puc 302.08) (see Revision Note at chapter heading
for Puc 300)
Puc 302.06 “Energy conservation” means energy use
activities that cost less to implement than the value of the resources saved.
Source. #6605, eff 10-21-97 (from Puc 302.01); ss by
#8448, eff 10-18-05; ss by #10603, eff 5-21-14 (from Puc 302.07); ss by #14106,
eff 10-25-24, EXPIRES: 10-25-34 (formerly Puc 302.09) (see Revision Note at
chapter heading for Puc 300)
Puc 302.07 “Independent System Operator for New England”
(ISO-NE) means the administrator or operator for New England’s bulk power
system or any successor system as named by the Federal Energy Regulatory
Commission (FERC).
Source. #8448, eff 10-18-05; ss by #10603, eff
5-21-14; ss by #14106, eff 10-25-24, EXPIRES: 10-25-34 (formerly Puc 302.11)
(see Revision Note at chapter heading for Puc 300)
Puc 302.08 “Utility” means any public utility as defined
in RSA 362:2 owning, operating, or managing any plant or equipment or any part
of the same for the transmission, distribution, or generation of electricity
ultimately sold to the public within New Hampshire except:
(a) Municipal corporations, to the extent exempt
pursuant to RSA 362:4-a;
(b) Entities specifically exempted from the
definition of “public utility” pursuant to RSA 362:4-c; and
(c) Competitive energy suppliers that have not
requested public utility status pursuant to RSA 374-F:7, I.
Source. #10603, eff 5-21-14 (from Puc 302.22); ss by
#14106, eff 10-25-24, EXPIRES: 10-25-34 (formerly Puc 302.23) (see Revision
Note at chapter heading for Puc 300)
PART
Puc 303 SERVICE PROVISIONS
Puc 303.01 Filing of Tariffs. No utility shall provide electric
service until it has published and filed a complete tariff with the commission
in accordance with Puc 1600.
Source. #2011, eff 5-4-82; ss by #2912, eff 11-26-84;
ss by #4999, eff 11-26-90; ss by #6381, INTERIM, eff 11-27-96, EXPIRED: 3-27-97
New. #6605, eff 10-21-97, ss by #8448, eff
10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24, EXPIRES:
10-25-34 (see Revision Note at chapter heading for Puc 300)
Puc 303.02 Change in Character of Service.
(a) For purposes of this section, “change in the
character of service” means any change
in voltage, location of facilities, or direction of feed implemented by the
utility which results in new equipment requirements for an affected customer.
(b) If a utility makes a change in the character
of a customer’s service for the convenience or benefit of the utility, the
utility shall pay such part of the cost of changing the equipment of the
customers affected as determined by agreement between the customer and the
utility or, in the absence of such an agreement, by the commission.
(c) If called upon to determine the cost which
the utility shall bear for a change in the character of service for the benefit
of the utility, the commission shall order payment by the utility to the
customer of:
(1) The cost of the customer’s electrical
utilization equipment from the point of delivery back to the source
which is made obsolete by the change, less proper allowance for depreciation;
(2) The cost of installing the new equipment and
removing the old equipment, less the salvage value of such equipment which the
customer elects to retain; and
(3) The cost of making the necessary change in
the customer's wiring.
Source. #2011, eff 5-4-82; ss by #2912, eff 11-26-84;
amd by #4341, eff 11-24-87; ss by #4999, eff 11-26-90; ss and moved by #6245,
eff 5-14-96 (from Puc 303.07); ss by #6605, eff 10-21-97; ss by #8448, eff
10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24, EXPIRES:
10-25-34 (formerly Puc 303.04) (see Revision Note at chapter heading for Puc
300)
PART Puc 304
RECORDS AND REPORTS
Puc 304.01 Records. Each utility shall keep records of the
operation and performance of its generating units and distribution circuits.
Source. #2011, eff 5-4-82; ss by #2912, eff 11-26-84;
ss by #4999, eff 11-26-90; ss by #6381, INTERIM, eff 11-27-96, EXPIRED: 3-27-97
New. #6605, eff 10-21-97; ss by #8448, eff
10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24, EXPIRES:
10-25-34 (formerly Puc 307.01) (see Revision Note at chapter heading for Puc
300)
Puc 304.02 Preservation of Records.
(a) Each utility shall preserve all records
pursuant to the requirements set forth in the “Uniform System of Accounts
Prescribed for Public Utilities and Licensees Subject to Provisions of the
Federal Power Act”, as referred to in Puc 304.04 and
adopted by the commission pursuant to RSA 374:8 and RSA 374:13.
(b) If the “Uniform System of Accounts Prescribed
for Public Utilities and Licensees Subject to Provisions of the Federal Power
Act” does not specify a requirement for preservation of a record required to be
kept pursuant to Puc 300, the utility shall preserve any such record for a
period of not less than 2 years.
(c) If any section of this chapter requires a
utility to preserve certain records for more than 2 years, utilities shall
comply with the terms of this chapter.
(d) A utility shall:
(1) Keep or make available such records within
(2) Provide access to such records to the
commission, the department, or representatives of either the commission or the
department during normal business hours for examination.
Source. #2011, eff 5-4-82; ss by #2912, eff 11-26-84;
ss by #4999, eff 11-26-90; ss by #6381, INTERIM, eff 11-27-96, EXPIRED: 3-27-97
New. #6605, eff 10-21-97; ss by #8448, eff
10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24, EXPIRES:
10-25-34 (formerly Puc 307.02) (see Revision Note at chapter heading for Puc
300)
Puc 304.03
Reports to Commission.
(a) Each utility shall file periodic reports with
the commission as required by Puc 308 on forms available on the commission
website at www.puc.nh.gov. The utility shall file an electronic copy
with the commission.
(b) Pursuant to Puc203.03(b)-(d), each utility
shall electronically file each report, to the extent technologically feasible,
in a format compatible with the computer system of the
commission.
(c) The commission shall notify utilities no less
frequently than on an annual basis of the types of electronic formats
compatible with its computer system by posting the
list of such formats on its website.
Source. #2011, eff 5-4-82; ss by #2912, eff 11-26-84;
ss by #4999, eff 11-26-90; ss by #6381, INTERIM, eff 11-27-96, EXPIRED: 3-27-97
New. #6605, eff 10-21-97; ss by #8448, eff
10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24, EXPIRES:
10-25-34 (formerly Puc 307.03) (see Revision Note at chapter heading for Puc
300)
Puc 304.04 Uniform System of Accounts. Pursuant to RSA 374:8, each utility shall
maintain and preserve its accounts and records in conformity with the
"Uniform System of Accounts Prescribed for Public Utilities and Licensees
Subject to Provisions of the Federal Power Act" issued by the United
States Federal Energy Regulatory Commission, Department of Energy.
Source. #2011, eff 5-4-82; ss by #2912, eff 11-26-84;
ss by #4999, eff 11-26-90; ss by #6381, INTERIM, eff 11-27-96, EXPIRED: 3-27-97
New. #6605, eff 10-21-97; ss by #8443, eff
10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24, EXPIRES:
10-25-34 (formerly Puc 307.04) (see Revision Note at chapter heading for Puc
300)
Puc 304.05 Short Term Debt. No utility shall issue or renew any notes,
bonds, or other evidences of indebtedness payable less
than 12 months after the date thereof if such short term debt exceeds 10% of
the utility’s net fixed plant without prior commission approval pursuant to Puc203.01.
Source. #6605, eff 10-21-97 (formerly Puc 312); ss by
#8448, eff 10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24,
EXPIRES: 10-25-34 (formerly Puc 307.05) (see Revision Note at chapter heading
for Puc 300)
PART
Puc 305 FORMS REQUIRED BY ALL UTILITIES
Puc 305.01 E-22E Report of Proposed Distribution
Expenditures for Additions, Extensions, and Capital Improvements to Fixed
Capital and Operation and Maintenance (O&M) Expenses.
(a) When the probable costs of any addition,
extension, or capital improvement to its distribution utility plant or Operation
and Maintenance (O&M) distribution account will equal or exceed $100,000, a
utility shall complete a report on Form E-22E dated 10/2024 and available at
the commission’s website at www.puc.nh.gov,
and file an electronic copy with the commission and a paper and electronic copy
with the department.
(b) The commission shall accept construction and
O&M budgets if the budgets:
(1) Include highlights of all projects or O&M
distribution accounts in excess of $100,000;
(2) Contain a level of detail sufficient to allow
the commission to assess and understand all costs involved with the proposed
project or O&M distribution accounts; and
(3) Cover a period of no longer than one year.
(c) A utility shall file an original and
duplicate copy with the commission as follows:
(1) An individual form E-22E no fewer than 30
calendar days before starting actual construction or expenditure of funds; or
(2) A construction budget and an O&M budget
no later than 60 calendar days following the end of its fiscal year.
(d) A utility may provide an additional copy of
its filing and request that it be date-stamped and returned by the commission
to confirm the filing.
(e) If a project highlighted in (b)(1) above is
cancelled or postponed beyond the construction budget year, the utility shall
immediately file Form E-22E at the time it becomes apparent that the project
will be cancelled or postponed.
(f) Except for projects highlighted in
accordance with (b)(1) above, if the cost of a project is anticipated to fall
below $100,000 but later exceeds it, the utility shall immediately file Form
E-22E at the time or phase of the project it becomes apparent the limit will be
exceeded.
(g) If a change in any O&M distribution
account exceeds the approved expenditure levels by more than $100,000, the
utility shall immediately file Form E-22E at the time the change becomes
apparent to the utility.
(h) If a project not included in an approved
construction budget arises which will equal or exceed $100,000, the utility
shall file Form E-22E.
(i) Investigation or
comment on a construction budget, an O&M budget, or other Form E-22E
content by the commission or failure of the staff to identify prudence review
issues shall not constitute a final prudence review and the commission shall
not be precluded from analyzing the merits of any expenditure in a future rate
case pursuant to the commission’s authority under RSA 378.
Source. #2011, eff 5-4-82; ss by #2912, eff 11-26-84;
ss by #4999, eff 11-26-90; ss by #6381, INTERIM, eff 11-27-96, EXPIRED: 3-27-97
New. #6605, eff 10-21-97; ss by #8448, eff
10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24, EXPIRES:
10-25-34 (formerly Puc 308.07) (see Revision Note at chapter heading for Puc
300)
Puc 305.02
E-25E Report of Proposed Changes in Depreciation Rates.
(a) When it proposes any change in depreciation
rates, a utility shall compete Form E-25E dated 10/2024 and available at the
commission website at www.puc.nh.gov, and
file an electronic copy with the commission and a paper and electronic copy
with the department.
(b) A utility shall not implement any change in
depreciation rates until the proposed change has been approved by the
commission pursuant to a proceeding conducted according to Puc 200.
Source. #2011, eff 5-4-82; ss by #2912, eff 11-26-84;
ss by #4999, eff 11-26-90; ss by #6381, INTERIM, eff 11-27-96, EXPIRED: 3-27-97
New. #6605, eff 10-21-97; ss by #8448, eff
10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24, EXPIRES:
10-25-34 (formerly Puc 308.08) (see Revision Note at chapter heading for Puc
300)
Puc 305.03 Quarterly Financial Report, FERC Form 3-Q.
(a) Each utility shall file with the commission,
at the same time it files such report with the Federal Energy Regulatory
Commission (FERC), one signed original and one electronic copy of its completed
FERC Form 3-Q “Quarterly Financial Report of Electric Utilities, Licensees, and
Natural Gas Companies” as described in 18 C.F.R. § 141.400.
(b) The quarterly report in (a) above shall be
required for the calendar quarters ending March
31, June 30, and
September 30 of each year.
(c) Consistent with FERC reporting requirements,
the quarterly report in (a) above shall not be
required for the
calendar quarter ended December 31 of each year as such report is supplanted by
the annual report required pursuant to Puc305.04.
(d) Each utility shall, at the time it files the
quarterly report required by (a) above, file a copy of the
quarterly report
with the
Source. #2011, eff 5-4-82; ss by #2912, eff 11-26-84;
ss by #4999, eff 11-26-90; ss by #6381, INTERIM, eff 11-27-96, EXPIRED: 3-27-97
New. #6605, eff 10-21-97; ss by #8448, eff
10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24, EXPIRES:
10-25-34 (formerly Puc 308.09) (see Revision Note at chapter heading for Puc
300)
Puc 305.04
Annual Report, FERC Form No. 1.
(a) Each utility shall file with the commission
one signed original and one electronic copy of its completed FERC Form No. 1 “Annual
Report of Major Electric Utilities, Licensees and Others,” as described in 18
C.F.R. §141.1, at the same time it files such report with the FERC.
(b) Each utility shall, at the time it files the
annual report required by (a) above, file a copy of the annual report with the department
and the New Hampshire office of the consumer advocate.
Source. #2011, eff 5-4-82; ss by #2912, eff 11-26-84;
ss by #4999, eff 11-26-90; ss by #6381, INTERIM, eff 11-27-96, EXPIRED: 3-27-97
New. #6605, eff 10-21-97; ss by #8448, eff
10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24, EXPIRES:
10-25-34 (formerly Puc 308.10) (see Revision Note at chapter heading for Puc
300)
Puc 305.05 F-1 Supplemental Quarterly Financial and
Sales Information.
(a) In addition to the reports required in Puc
305.03 and Puc 305.04, each utility shall, for each calendar quarter,
simultaneously file the following supplemental information with the commission:
(1) Schedule 1 – “Calculation of Per Books Rate
of Return”;
(2) Schedule 2 – “Current Cost of Capital”; and
(3) Schedule 3 – “Sales by Customer Class.”
(b) Schedule 1 – “Calculation of Per Books Rate
of Return” shall include:
(1) The company name, and 12-month time frame
ending date;
(2) Operating revenues for 12 months;
(3) Operating expenses for 12 months, including:
a. Production expenses;
b. Distribution expenses;
c. Transmission expenses;
d. Customer accounting;
e. General and administrative;
f. Depreciation;
g. Amortization;
h. Federal and state income taxes;
i. Property taxes; and
j. Other taxes; and
(4) Rate base components, computed using a
13-month or 5-quarter average, for:
a. Utility plant in service;
b. Accumulated depreciation;
c. Material and supplies;
d. Cash working capital requirement;
e. Prepayments;
f. Customer deposits;
g. Customer advances; and
h. Any other item properly includible in the
utility’s rate base.
(c) Schedule 1 - “Calculation of Per Books Rate
of Return” shall, in addition to having a company total column, have separate
columns to report the amounts of each of the items in (b) above attributable to
the distribution, transmission, and generation segments of the utility’s
operations, respectively.
(d) Schedule 2 - “Current Cost of Capital” shall
include weighted cost of capital components for:
(1) The company name, and 12-month time frame
ending date;
(2) Common stock
equity;
(3) Preferred stock;
(4) Long term debt; and
(5) Short term debt.
(e) In computing the weighted cost of capital in
(d) above, the utility shall include the source of the information and
calculations or an explanation supporting its determination of:
(1) The return on common equity;
(2) The cost of preferred stock;
(3) The embedded cost of long term debt, by
issue; and
(4) The cost rate applicable to short term debt.
(f) The utility shall include supporting
calculations and documentation for any of the items required by (b) through (e)
above that are not directly traceable to the quarterly and annual reports
required by Puc 305.03 and Puc 305.04.
(g) Schedule 3 - “Sales by Customer Class” shall
include:
(1) The company name, and 12-month time frame
ending date;
(2) A breakdown of
total revenue, including revenue associated with distribution service,
transmission service, stranded cost recovery, transition service, default
service, and any other item which a utility bills that it classifies as revenue
for financial reporting purposes, earned by class of customer, as follows:
a. Residential;
b. Small commercial and industrial;
c. Large commercial and industrial;
d.
e. Other sales to public authorities; and
f. Sales for resale;
(3) A breakdown of kilowatt-hours delivered by
class of customer listed in (2) above;
(4) The average number of customers for each of
the classes listed in (2) above for the current quarter and the same quarter of
the prior year; and
(5) For (2)b. and (2)c. above, the definition
used for customer classes and threshold demand.
(h) A utility shall provide figures on each of
the items in (g)(2) and (g)(3) above for the following:
(1) Totals for the current quarter;
(2) Cumulative for the current year;
(3) Totals for the same quarter of the prior
year; and
(4) Cumulative for the prior year.
(i) Each utility
shall, at the time it files the supplemental quarterly information required by
(a) above, file a copy of the supplemental quarterly report with the department
and the New Hampshire office of the consumer advocate.
Source. #2011, eff 5-4-82; ss by #2912, eff 11-26-84;
ss by #4999, eff 11-26-90; ss by #6381, INTERIM, eff 11-27-96, EXPIRED: 3-27-97
New. #6605, eff 10-21-97; ss by #8448, eff
10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24, EXPIRES:
10-25-34 (formerly Puc 308.11) (see Revision Note at chapter heading for Puc
300)
Puc 305.06 F-4 Authority to Issue Securities.
(a) When a utility seeks authority to issue
securities, a utility shall complete a file Form F-4 dated 10/2024 and
available at the commission’s website at www.puc.nh.gov, and file one
signed original and one electronic copy with the commission.
(b) In addition to filing Form F-4 each utility
shall file:
(1) An application for leave to issue securities
pursuant to RSA 369:3 and Puc 200 including a statement in reasonable detail of
the purpose of the security, any proposed additions, construction, or working
capital requirements together with, if applicable, any proposed construction
budget;
(2) Resolution of the petitioner’s stockholders,
board of directors, partners, or other governing body of petitioner, as
appropriate, authorizing the proposed financing;
(3) Copy of the private placement memorandum for
long term financing including any letter of commitment from a lender stating
details of financing;
(4) Copy of the proposed promissory note and
mortgage;
(5) Copy of terms of new common or preferred
stock;
(6) An original and 5 copies of the petition and
exhibits; and
(7) The full name, title, and signature of the
utility employee who supervised the preparation of the report.
(c) By signing and submitting Form F-4 petition,
the persons submitting the form shall agree to comply with the certification
requirement as set forth in (d) below.
(d) In addition to Form F-4, each utility shall
provide in connection with a petition for authority to issue securities a
signed certification which shall provide as follows:
“The petitioner
utility company believes and, therefore, alleges that the securities to be
issued will be consistent with the public good and that it is entitled to issue
said securities under RSA 369 for the purposes set forth in its petition.”
(e) Each utility shall, at the time it files a
Form F-4 and the information required by (b) above, file copies with the
department and the New Hampshire office of the consumer advocate.
Source. #2011, eff 5-4-82; ss by #2912, eff 11-26-84;
ss by #4999, eff 11-26-90; ss by #6381, INTERIM, eff 11-27-96, EXPIRED: 3-27-97
New. #6605, eff 10-21-97; ss by #8448, eff
10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24, EXPIRES:
10-25-34 (formerly Puc 308.12) (see Revision Note at chapter heading for Puc
300)
PART
Puc 306 RULES RELATIVE TO UTILITY
ADVERTISING
Puc 306.01 Definitions.
(a) “Advertising” means the use by a utility of
any media in order to transmit a message to the general public, or to such
utility's consumers.
(b) “Controversial
issue of public importance” means a case or controversy in which a utility is
involved before a court, legislative body, or government agency, including the
commission.
(c)
“Electric Utility Integrated Distribution Planning” means, in the case
of an electric utility, those standards set forth in RSA 378:38.
(d) “Institutional
activity” means any act or practice conducted for the purpose of promoting the
corporate image or goodwill of a particular utility or the utility industry in
general.
(e) “Institutional
advertising” means any advertising conducted for the purpose of promoting the
corporate image or goodwill of a particular utility or the utility industry in
general.
(f) “Political
activity” means any act or practice conducted for the purpose of influencing
public opinion with respect to legislative, administrative, or electoral
matters or with respect to any controversial issue of public importance.
(g) “Political
advertising” means any advertising conducted for the purpose of influencing
public opinion with respect to legislative, administrative, or electoral
matters, or with respect to any controversial issue of public importance.
(h) “Promotional
activity” means any act or practice conducted for the purpose of encouraging
any person to select or use a service or increase usage of the service of a
utility, to select, purchase, install, or use any appliance or equipment
designed to use such utility’s service, or to use any other particular service
of the utility.
(i) “Promotional advertising” means any advertising
conducted for the purpose of encouraging any person to select or use a service
or increase usage of the service of a utility, to select, purchase, install, or
use any appliance or equipment designed to use such utility's service or to use
any other particular service of the utility.
Source. #2011, eff 5-4-82; ss by #2912, eff 11-26-84;
ss by #4999, eff 11-26-90; ss by #6381, INTERIM, eff 11-27-96, EXPIRED: 3-27-97
New. #6605, eff 10-21-97 (formerly Puc 311); ss by
#8448, eff 10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24,
EXPIRES: 10-25-34 (formerly Puc 310.01) (see Revision Note at chapter heading
for Puc 300)
Puc 306.02 Recovery of Certain Expenses Prohibited. No utility shall recover, in any manner, from
any person other than the shareholders or other owners of such utility any
direct or indirect expenditure by such utility for promotional, political or
institutional advertising, or promotional, political, or institutional
activities except as provided for in Puc306.03.
Source. #6605, eff 10-21-97 (formerly Puc 311); ss by
#8448, eff 10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24,
EXPIRES: 10-25-34 (formerly Puc 310.02) (see Revision Note at chapter heading
for Puc 300)
Puc 306.03 Expenditures Subject to Recovery by A
Utility. For the purpose of this part, the terms “political advertising”,
“promotional advertising”, “institutional advertising”, “political activity”,
“promotional activity”, and “institutional activity” shall not include
advertising or activities which:
(a) Inform
electric consumers of or provide electric consumers with information or
materials intended to result in energy conservation;
(b) Are required by law, federal regulation, or
state rule, including advertising required under part 1 of Title II of the
National Energy Conservation Policy Act;
(c) Inform electric customers how they can
improve efficiency in utilizing the utility's service;
(d) Involve or relate to service interruptions,
safety measures, or emergency conditions;
(e) Concern employment opportunities with such
utility;
(f) Provide any explanation of existing or
proposed rate schedules or notifications of hearings thereon;
(g) Are consistent with the utility's approved
least cost integrated resource plan; or
(h) Inform customers of the availability and
sources of financial assistance.
Source. #6605, eff 10-21-97 (formerly Puc 311); ss by
#10603, eff 5-21-14; ss by #14106, eff 10-25-24, EXPIRES: 10-25-34 (formerly
Puc 310.03) (see Revision Note at chapter heading for Puc 300)
Puc 306.04 Prudence Review of Expenses. This part shall not restrict or limit the
commission’s power to disallow any expense as a charge to ratepayers which the
commission finds to be unjust, unreasonable, excessive, unwarranted, or
imprudent pursuant to RSA 378: 5 and RSA 378:7.
Source. #6605, eff 10-21-97 (formerly Puc 311); ss by
#8448, eff 10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24,
EXPIRES: 10-25-34 (formerly Puc 310.04) (see Revision Note at chapter heading
for Puc 300)
Puc 306.05 Reports Required. Each utility shall keep copies of all its
advertising on file for inspection by the commission and the department.
Source. #6605, eff 10-21-97 (formerly Puc 311); ss by
#8448, eff 10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24,
EXPIRES: 10-25-34 (formerly Puc 310.05) (see Revision Note at chapter heading
for Puc 300)
Puc 306.06 Accounting.
(a) If a utility combines an expense prohibited
from recovery with an expense eligible for recovery, and ancillary costs are
associated with the combined expense, the utility shall allocate a portion of
the ancillary cost to the expense prohibited from recovery and shall be
prohibited from recovering costs ancillary to the prohibited expense.
(b) Each utility shall keep a record with respect
to any advertising or activity, incurred directly or indirectly, prohibited
from recovery pursuant to Puc306.02, of:
(1) Any expenditure incurred; and
(2) Any allocation methodology.
Source. #6605, eff 10-21-97 (formerly Puc 311); ss by
#8448, eff 10-18-05; ss by #10603, eff 5-21-14; ss by #14106, eff 10-25-24,
EXPIRES: 10-25-34 (formerly Puc 310.06) (see Revision Note at chapter heading
for Puc 300)
PART Puc 307 TRANSFER OF SERVICE BY UTILITY OF CUSTOMERS
RETURNING TO UTILITY ENERGY SUPPLY
Puc 307.01
Requirements.
(a)
Utilities shall submit a change on behalf of a customer from the
customer's selection of a CEPS to the utility’s default energy service upon the
request of a customer or indirectly by a competitive energy supplier on behalf
of the customer.
(b)
A customer may request the change of supply service described in (a)
above verbally or in writing.
(c)
Each utility shall maintain records of verification of customer
authorization for a minimum period of 2 years after obtaining the verification.
(d)
All requests to change supply service to the utility’s default energy
service shall be initiated by the customer.
(e) Verification of verbal authorization
shall be documented via the utility recording of the conversation between the
call center representative and the customer.
(f) Verification of written authorization
shall be documented by a letter, e-mail, or other form of written communication
from the customer to the utility.
(g) A utility shall provide the commission
with proof of valid customer authorization whenever requested by the commission
in connection with the investigation of a customer complaint.
(h)
A utility who fails to obtain customer authorization in accordance with
this section and initiates a customer change in service to the utility shall:
(1) Be liable for all charges billed to the
customer as a result of the change in service;
(2) Be liable for all charges for electricity it
billed to the customer; and
(3) Be subject to the penalty and other
enforcement provisions pursuant to RSA 374:28-a.
Source. #10603, eff 5-21-14; ss
by #14106, eff 10-25-24, EXPIRES: 10-25-34 (formerly Puc 311.01) (see Revision
Note at chapter heading for Puc 300)
Puc 307.02 Obligations. When a utility is notified by ISO-NE that it
must assume the load obligation of a CEPS, customer authorization to transfer
service pursuant to Puc 307.01 shall not be required.
Source. #10603, eff 5-21-14; ss by #14106, eff 10-25-24,
EXPIRES: 10-25-34 (formerly Puc 311.02) (see Revision Note at chapter heading
for Puc 300)
APPENDIX
|
Rule |
Statute |
|
Puc 301.01 and Puc 301.02 |
RSA 365:8, I(g);
RSA 362:2; RSA 362:4-c |
|
Puc 302.01-Puc 302.08
|
RSA 365:8, I(g) |
|
Puc 303.01 |
RSA 374:15; RSA
378:1 |
|
Puc 303.02 |
RSA 365:8, I(g);
RSA 374:1; RSA 374-F:3, I |
|
Puc 304.01-Puc 304.05 |
RSA 365:8, I(g);
RSA 374:8,13 |
|
Puc 305.01-Puc 305.06 |
RSA 365:8, I(g);
RSA 374:5 |
|
Puc 306.01-Puc 306.06 |
RSA 365:8, I(g) |
|
Puc 307.01 and Puc 307.02 |
RSA 365:8, I(g);
RSA 374:28-a |