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SB496

Bill Details

Title: relative to supervision and registration requirements for associates of broker-dealers.

Sponsors: (Prime) McGough (R), Pearl (r), Fenton (D), Watters (D), Gannon (R), Innis (R), Miles (R)

LSR Number: 26-2061

General Status: HOUSE

House:

Committee: Commerce and Consumer Affairs

Due Out: 5/7/2026

Status: REPORT FILED

Senate:

Committee: Commerce

Floor Date: 2/19/2026

Status: PASSED/ADOPTED

Documents

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Bill Versions

Introduced [PDF]

Hearing Reports

Roll Calls

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No Senate Roll Calls:

Bill Docket

Body

Description

Introduced 01/07/2026 and Referred to Commerce; SJ 1

Hearing: 01/27/2026, Room 100, SH, 10:00 am; SC 1

Committee Report: Ought to Pass, 02/19/2026; Vote 4-0; CC; SC 6

Ought to Pass: MA, VV; OT3rdg; 02/19/2026; SJ 4

Introduced (in recess of) 02/19/2026 and referred to Commerce and Consumer Affairs HJ 5

Public Hearing: 04/07/2026 01:45 pm GP 159

Subcommittee Work Session: 04/08/2026 10:00 am GP 229

Subcommittee Work Session: 04/21/2026 01:15 pm GP 229

Executive Session: 04/29/2026 10:00 am GP 229

Committee Report: Ought to Pass 04/29/2026 (Vote 15-0; CC)